February 28, 2012 - CIRCULAR NO. IMD/DF/6/2012 (Issued by SEBI)
Mutual Funds - Format for Reporting of All Transaction in Debt and Money Market Securities
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February 28, 2012 - CIRCULAR NO. IMD/DF/7/2012 (Issued by SEBI)
Mutual Funds - Clarification on Due Diligence Process of Distributors
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February 27, 2012 - CIRCULAR NO. MRD/DP/8/2012 (Issued by SEBI)
Clarification on Offer for Sale of Shares by Promoters through the Stock Exchange Mechanism
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February 21, 2012 - LAD-NRO/GN/2011-12/38/4290 (Issued by SEBI)
SEBI (Mutual Funds) (Amendment) Regulations, 2012
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February 10, 2012 - LAD-NRO/GN/2011-12/37/3689 (Issued by SEBI)
SEBI (Portfolio Managers) (Amendment) Regulations, 2012
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February 07, 2012 - LAD-NRO/GN/2011-12/36/3187 (Issued by SEBI)
SEBI (Buy-Back of Securities) (Amendment) Regulations, 2012
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January 18, 2012 - G.S.R. 32(E) (Issued by )
Company Law Board (Amendment) Regulations, 2012 - Amendment in regulation 30
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December 29, 2011 - G.S.R. 913(E) and 914(E) (Issued by MCA)
Companies (Accounting Standards) Amendment Rules, 2011
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December 23, 2011 - MIRSD/Cir-26/2011 (Issued by SEBI)
Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) Regulations, 2011 and for In-Person Verification (IPV)
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December 02, 2011 - MIRSD/Cir-23/2011 (Issued by SEBI)
SEBI (KYC Registration Agency) Regulations, 2011. Circular to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets.
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November 22, 2011 - SEBI/CFD/DCR/SAST/3/2011/11/22 (Issued by SEBI)
Format for submitting Draft Letter of Offer under Regn. 16(1) of SEBI (SAST) Regulations, 2011
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November 18, 2011 - CIR/IMD/FIIC/20/2011 (Issued by SEBI)
Increase in FII debt limit in Government & Corporate debt category
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October 25, 2011 - CIR/MIRSD/22/2011 (Issued by SEBI)
‘In-person’ verification (IPV) of clients by subsidiaries of stock exchanges, acting as stock brokers
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October 20, 2011 - SEBI/CFD/DCR/SAST/2/2011/10/20 (Issued by SEBI)
The formats for disclosures for acquisition and disposal of shares under Regulation 29 (1) and 29 (2) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
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October 05, 2011 - MIRSD/SE/Cir-21/2011 (Issued by SEBI)
Uniform Know Your Client (KYC) requirements for the securities market
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October 04, 2011 - General Circular No. 66/2011 (Issued by MCA)
Allotment of Director's Identification Number (DIN) under Companies Act, 1956
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October 04, 2011 - General Circular No. 65/2011 (Issued by MCA)
Company Law Settlement Scheme, 2011
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September 14, 2011 - G.S.R. 684(E) (Issued by MCA)
Amendment in Notification No G.S.R. 38(E) dated 19th January, 2011
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August 25, 2011 - G.S.R. 649(E) (Issued by MCA)
Company Secretaries Procedures of Meetings of Quality Review Board, and Terms and Conditions of Service and Allowances of the Chairperson and Members of the Board (Amendment) Rules, 2011
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August 02, 2011 - CIR/MIRSD/15/2011 (Issued by SEBI)
SMS and E-mail alerts to investors by stock exchanges
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August 01, 2011 - CIR/IMD/DF/12/2011 (Issued by SEBI)
Indicative portfolio or yield in close ended debt oriented mutual fund schemes
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July 29, 2011 - CIR/IMD/FIIC/11/2011 (Issued by SEBI)
Allocation of Government debt long term limits to FIIs
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July 29, 2011 - Master Circular No 1/2011 (Issued by MCA)
Master Circular on Prosecution of Directors
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July 18, 2011 - CIR/MRD/DP/10/2011 (Issued by ESBI)
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
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July 11, 2011 - CIR/MIRSD/12/2011 (Issued by SEBI)
Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges
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July 05, 2011 - CIR/DNPD/6/2011 (Issued by SEBI)
Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)
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July 04, 2011 - A.P. (DIR Series) Circular No. 01 (Issued by RBI)
Foreign Exchange Department Redemption of Foreign Currency Convertible Bonds (FCCBs)
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July 01, 2011 - CIR/MRD/DP/09/2011 (Issued by SEBI)
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
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June 30, 2011 - CIR/MRD/DP/8/2011 (Issued by SEBI)
Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)
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June 17, 2011 - Cir/ISD/3/2011 (Issued by SEBI)
Shareholding of promoter / promoter group to be in dematerialized mode
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June 16, 2011 - CIR/MRD/DP/07/2011 (Issued by SEBI)
Change of Name by Listed Companies
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June 16, 2011 - CIR/MRD/DP/06/2011 (Issued by SEBI)
Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines
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June 15, 2011 - CIR/IMD/FII&C/7/2011 (Issued by SEBI)
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
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June 14, 2011 - G.S.R. 453 (Issued by MCA)
Companies (Amendment) Regulations, 2011 regarding six Regional Directors
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June 09, 2011 - CIR/MIRSD/03/2011 (Issued by SEBI)
Pre-funded instruments / Electronic fund transfers
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June 03, 2011 - CIR/CFD/DIL/3/2011 (Issued by SEBI)
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares
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June 03, 2011 - CIR/OIAE/2/2011 (Issued by SEBI)
Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES)
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June 03, 2011 - CIR/MIRSD/2/2011 (Issued by SEBI)
Periodical Report – Grant of prior approval to members of stock exchanges/sub-brokers
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June 02, 2011 - CIR/DNPD/5/2011 (Issued by SEBI)
Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment
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May 26, 2011 - G.S.R.407(E) (Issued by MCA)
Companies(Central Government's) General Rules and Forms (Second Amendment) , 2011 - New Form No. 23D inserted effective from 29-05-2011
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May 23, 2011 - G.S.R.396(E) (Issued by MCA)
Amendment in Schedule XIII of the Companies Act,1956
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May 19, 2011 - CIR/IMD/DF/9/2011 (Issued by SEBI)
Mutual Funds - Option to hold units in demat form
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May 16, 2011 - CIR/CFD/DIL/2/2011 (Issued by SEBI)
Adjustment of differential pricing amount at the time of application for allotment of specified securities
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May 12, 2011 - CIR/IMD/FIIC/6/2011 (Issued by SEBI)
Reporting of Offshore Derivative Instruments (ODIs)/ Participatory Notes (PNs) activity
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April 29, 2011 - CIR/CFD/DIL/1/2011 (Issued by SEBI)
Applications Supported by Blocked Amount (ASBA) facility
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April 27, 2011 - CIR/MRD/DP/05/2011 (Issued by SEBI)
Review of Annual Issuers’ charges
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April 07, 2011 - CIR/MRD/DP/4/2011 (Issued by SEBI)
Limitation period for filing an arbitration reference
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March 31, 2011 - CIR/IMD/FIIC/5/2011 (Issued by SEBI)
FII Investment in corporate bonds infra long term category
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March 31, 2011 - General Circular (Issued by MCA)
Filing of Balance Sheet and profit and Loss Account in eXtensible Business Reporting Language (XBRL) mode
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March 28, 2011 - G.S.R.--[F. No. 2/6/2008-C.L-V] (Issued by MCA)
Amendment to Schedule VI
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March 26, 2011 - G.S.R.--[F. No. 02/01/2011-C.L-V] (Issued by MCA)
Rules to amend the Companies (Director Identification Number) Rules, 2006
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March 26, 2011 - G.S.R.--[F. No. 1/15/2008-C.L-V] (Issued by MCA)
Rules to amend the Companies (Central Government's) General Rules and Forms, 1956
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March 25, 2011 - General Circular (Issued by MCA)
Prosecution of Directors
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March 23, 2011 - Cir/ISD/1/2011 (Issued by SEBI)
Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication
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March 18, 2011 - S.O. 591(E) (Issued by MCA)
Amendments in the notification number, SRO dated 7th January, 1957
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March 18, 2011 - G.S.R. 223(E) (Issued by MCA)
Delegation of powers and functions to Regional Directors on selective provisions
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March 18, 2011 - G.S.R. 222(E) (Issued by MCA)
Delegation of powers and functions to Registrars of Companies on selective provisions
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March 16, 2011 - Cir/IMD/DF/5/2011 (Issued by SEBI)
Listing Agreement for Securitized Debt Instruments
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March 15, 2011 - General Circular (Issued by MCA)
Companies Name availability (Draft) Rules, 2011
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March 09, 2011 - CIR/IMD/DF/4/2011 (Issued by SEBI)
Usage of load account
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March 09, 2011 - General Circular (Issued by MCA)
Payment of MCA fees – electronic mode-regarding
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March 08, 2011 - General Circular No:6/2011 (Issued by MCA)
Process of incorporation of Companies (Form-1) and establishment of principal place of business in India by Foreign Companies (Form-44) – Procedure simplified
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March 08, 2011 - GSR 196(E) (Issued by MCA)
Corrigendum to Notification GSR 112(E) dated 25 Feb, 2011
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March 04, 2011 - S.O...(E) -[F.No.5/4/2003-IGC/CS] (Issued by MCA)
Notifications for Effecting Section 5,6,20,29, 30 & 31 of Competition Act
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February 17, 2011 - DNBS.PD/CC.No.211/03.02.002/2010-11 (Issued by RBI)
All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012
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February 09, 2011 - CIR/MRD/DSA/2/2011 (Issued by SEBI)
Arbitration mechanism of stock exchanges - Applicability of the provisions of the Limitation Act, 1963 - This is in continuation of circular ref. No. CIR/MRD/DSA/24/2010 dated
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February 08, 2011 - GSR 70(E) (Issued by MCA)
Amendments in Schedule XIII to the Companies Act 1956
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February 08, 2011 - S.O. 300(E) (Issued by MCA)
Exemption under Section 211 of Companies Act 1956 - for Public Financial Institutions as specified under section 4A of the Companies Act, 1956 from disclosing Investments as required under paragraph (1) of Note (1) of Part-I of Schedule VI in their balance sheet subject to fulfillment of the conditions
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February 08, 2011 - S.O. 300(E) (Issued by MCA)
Exemption under Section 211 of Companies Act 1956 - for Public Financial Institutions from disclosing Investments in their balance sheet subject to fulfillment of the conditions
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February 08, 2011 - S.O. 301(E) (Issued by MCA)
Exemption under Section 211 of Companies Act 1956 - for classes of companies from disclosing in their profit and loss account subject to fulfillment of the conditions
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January 27, 2011 - DNBS.CC.PD.No.208/03.10.01/2010-11 (Issued by )
Services to Persons with Disability - Training Programme for Employees
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January 27, 2011 - CIR/MRD/DP/01/2011 (Issued by SEBI)
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
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January 18, 2011 - CIR/IMD/FIIC/2/2011 (Issued by SEBI)
Addendum to the Circular No. CIR/IMD/FIIC/1/2011
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January 17, 2011 - CIR/IMD/FIIC/1/2011 (Issued by SEBI)
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
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January 11, 2011 - CIR/DNPD/2/2011 (Issued by SEBI)
Introduction of Derivative Contracts on Foreign Stock Indices
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January 03, 2011 - CIR/DNPD/01/2011 (Issued by SEBI)
Modifications to client code post trade execution
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December 28, 2010 - CIR/MRD/DP/38/2010 (Issued by SEBI)
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
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December 28, 2010 - CIR/MRD/DP/39/2010 (Issued by SEBI)
Activity schedule for Auction Session shall be applicable with effect from February 1, 2011
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December 28, 2010 - A.P.(DIR) Circular No. 32 (Issued by RBI)
Guidelines On OTC Foreign Exchange Derivatives & Overseas Hedging Of Commodity Price & Freight Risks
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December 27, 2010 - A.P.(DIR Series) Circular No. 31 (Issued by RBI)
Asian Clearing Union (ACU) Mechanism – Indo - Iran trade
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December 16, 2010 - CIR/CFD/DIL/10/2010 (Issued by SEBI)
Amendments to the Equity Listing Agreement
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December 14, 2010 - CIR/MRD/DP/37/2010 (Issued by SEBI)
Acceptance of third party address as correspondence address
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December 09, 2010 - CIR/MRD/DP/36/2010 (Issued by SEBI)
Smart Order Routing (SOR) - Clarification
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December 08, 2010 - RPCD.CO RRB.BC. No. 36/03.05.33/2010-11 (Issued by RBI)
Grant of ‘Certificate of Registration’ – For commencing business of Credit Information – High Mark Credit Information Services Pvt. Ltd.
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December 06, 2010 - CIR/IMD/DF/20/2010 (Issued by SEBI)
Half yearly report by Trustees - Physical verification of gold underlying the Gold ETF units shall be carried out by statutory auditors of mutual fund schemes and reported to trustees on half yearly basis.
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December 06, 2010 - IDMD.PCD.No. 24/14.03.03/2010-11 (Issued by RBI)
Amendment to Issuance of Non-Convertible Debentures (Reserve Bank) Directions, 2010.
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December 01, 2010 - CIR/MRD/DP/35/2010 (Issued by SEBI)
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
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November 26, 2010 - CIR/IMD/FIIC/18/2010 (Issued by SEBI)
Allocation of Government debt & corporate debt investment limits to FIIs
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November 09, 2010 - CIR/IMD/DF/17/2010 (Issued by SEBI)
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
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November 04, 2010 - CIR/MIRSD/9/2010 (Issued by SEBI)
Display of Details by Stock Brokers (including Trading Members)
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November 02, 2010 - Cir/IMD/DF/16/2010 (Issued by SEBI)
Portfolio Managers – clarification on minimum investment amount by clients, performance of portfolio and schemes
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November 01, 2010 - Cir/OIAE/IAD/01/2010 (Issued by SEBI)
Code of Conduct for Investor Associations (IAs)
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October 27, 2010 - CIR/DNPD/6/2010 (Issued by SEBI)
European Style Stock Options
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October 26, 2010 - CIR/ISD/2/2010 (Issued by SEBI)
Clarification on Trading Rules and shareholding in dematerialized mode
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October 22, 2010 - Cir/IMD/DF/15/2010 (Issued by SEBI)
Consolidation or Merger of Schemes - to protect the interests of Investors in securities & to promote the development of & to regulate the securities market.
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October 14, 2010 - CIR/MRD/DP/34/2010 (Issued by SEBI)
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
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October 12, 2010 - CIR/CFD/DIL/8/2010 (Issued by SEBI)
Applications Supported by Blocked Amount (ASBA) facility in public issues - syndicate / sub-syndicate members may procure ASBA forms from the investors and submit it to Self Certified Syndicate Banks (SCSBs)
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October 07, 2010 - CIR/MRD/DP/33/2010 (Issued by SEBI)
Review of Securities Lending and Borrowing (SLB) Framework
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October 05, 2010 - Cir. /IMD/DF/13/2010 (Issued by SEBI)
Portfolio Managers - Regulation of Fees and Charges - to bring about greater uniformity, clarity and transparency with regard to fees and charges
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September 29, 2010 - CIR/IMD/FII/12/2010 (Issued by SEBI)
Compliance with circular dated April 15, 2010 to all FIIs
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September 29, 2010 - DBOD No. BP.BC.44 /21.04.141/ 2010-11 (Issued by RBI)
Prudential norms on Investment in Zero Coupon Bonds
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September 22, 2010 - DNBS(PD).CC. No 201/03.10.42 /2010-11 (Issued by RBI)
KYC Norms/ AML Standards/ CFT with reference to Company Circular No 172 dated April 30, 2010.
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September 22, 2010 - G.S.R. 777(E) (Issued by MCA)
Central Government authorizes the officers in the Serious Fraud Investigation Officer (SFIO), to inspect the books of accounts and other books and papers for every company
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September 14, 2010 - A.P. (DIR Series) Circular No. 12 (Issued by RBI)
Exim Bank's Line of Credit (LOC) of USD 25 million to the Eastern and Southern African Trade and Development Bank (PTA Bank)
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September 14, 2010 - A.P. (DIR Series) Circular No. 13 (Issued by RBI)
Reporting under Foreign Direct Investment (FDI) Scheme
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September 06, 2010 - RPCD.CO.RF.BC.No.17/07.40.06/2010-11 (Issued by RBI)
Submission of data to Credit Information Companies - the RBI has issued certificate of registration to Experian Credit Information Company of India Pvt. Ltd. and Equifax Credit Information Services Pvt. Ltd. to commence the business of credit information
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September 06, 2010 - RPCD.CO.RF.BC.No.17/07.40.06/2010-11 (Issued by RBI)
Submission of data to Credit Information Companies - RBI has issued certificate of registration to Experian Credit Information Company of India Pvt. Ltd. and Equifax Credit Information Services Pvt. Ltd. to commence the business of credit information
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September 06, 2010 - NSDL/POLICY/2010/0102 (Issued by NSDL)
Pledge of shares through depository system - Participants are advised to inform the beneficial owners that any procedure followed other than as specified under the aforesaid provisions of law shall not be treated as pledge
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September 06, 2010 - CIR/MRD/DP/30/2010 (Issued by SEBI)
Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996
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August 31, 2010 - CIR/MRD/DSA/29/2010 (Issued by SEBI)
Arbitration Mechanism in Stock Exchanges
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August 31, 2010 - CIR/MRD/DMS/28/2010 (Issued by SEBI)
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker / Stock Broker and Depository Participant - Clarifications
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August 27, 2010 - CIR/MRD/DP/ 25/2010 (Issued by SEBI)
Securities Trading using Wireless Technology
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August 23, 2010 - 01/2010 (Issued by )
Foreign Trade Policy, 2009-2014 incorporating the Annual Supplement as updated on 23rd August, 2010
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August 12, 2010 - A.P. (DIR Series) Circular No.08 (Issued by RBI)
External Commercial Borrowings (ECB) Policy – Liberalisation
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August 09, 2010 - A.P. (DIR Series) Circular No. 06 (Issued by RBI)
Establishment of Branch Offices (BO) / Liaison Offices (LO) in India by Foreign Entities – Delegation of Powers
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August 04, 2010 - DBOD. AML.No. 2121 /14.06.076/2010-11
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
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August 03, 2010 - RPCD.CO RRB.AML.No.1473/03.05.28(A)/2010-11
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
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August 03, 2010 - 54/2009 (Issued by DGFT)
Amendments in Table A of the Schedule 2 of the ITC(HS) Classification of Export and Import Items
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August 02, 2010 - DBOD. AML.No.1930/14.01.036/2010-11
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT)
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July 31, 2010 - NSDL/POLICY/2010/0087 (Issued by NSDL)
SEBI's instructions relating to consolidated UN List of individuals and entities linked to Al-Qaida and Taliban
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